General Guidance when Applying for APHIS Permits

 

Regulated Microorganisms

Organisms that are or contain plant pests are included in the taxa or group of organisms contained in this list. These organisms are all regulated. 

You can verify specific microbe requirements with the Agricultural Commodity Import Requirements (ACIR) database.
 

Reference For Genetically Engineered Microorganisms

APHIS-Biotechnology Regulatory Service (BRS) regulates and issues permits for genetically engineered microorganisms.

Genetic engineering is defined in 7 CFR § 340.3 as “techniques that use recombinant, synthesized, or amplified nucleic acids to modify or create a genome.”

To apply for a BRS permit, the applicant creates a permit application and an associated “Standard Operating Procedures” (SOP) using the APHIS eFile electronic permitting system.

Guide (and SOP tips) for Submitting Permit Applications for Microorganisms Developed Using Genetic Engineering

Biotechnology Regulatory Services Permitting Assistant (BRSPA) Quick Reference

 

APHIS Permit Categories

Application Form Application Name
BRS/APHIS 2000 (Web) Application Permit for importation, interstate movement, or environmental release of certain genetically engineered (GE) organisms
BRS/APHIS 2000 (XML Application) Permit for importation, interstate movement, or environmental release of certain genetically engineered (GE) organisms
Dog Import Permits Permit for importation of Live Dogs for resale, research, or veterinary treatment
PPQ-525A Application for Permit to Receive Soil
PPQ-526 Application for Permit to Move Live Plant Pests, Noxious Weeds, Soils, and Prohibited Plants
PPQ-546 Agreement for Postentry Quarantine
PPQ-585 Permit for Importation of timber and timber products
PPQ-586 Application for movement of plants, plant products, plant pests, or soil in cargo through the United States
PPQ-587 Permit for importation of plants or plant products
PPQ-588 Application for permit to import prohibited plants or plant products for experimental purposes 
PPQ-621 Application for protected plant permit to engage in the business of importing, exporting or re-exporting terrestrial plants or plant products that are protected.
VS 16-3 and VS 16-7
(if applicable)
Application for permit to import or transport Animal Products, Organisms or Vectors, and if applicable, application for Permit to Import Cell Cultures and Their Products.
VS 16-79 On-Hold Only for shipments of animal products, organisms, and vectors. Request assistance for shipments placed on-hold by CBP because they do not meet APHIS VS requirements.
VS 17-129 Application for permit to import/transit Live Animals

 

PPQ-526 Permit

APHIS PPQ-526 permits are required for the importation, interstate movement, and environmental release of biological control organisms and biopesticides for plant pests, diseases, and weeds. 

Guidance for submitting a PPQ-526 in the eFile Portal can be found here.

Timeline for permit application process:

Step Application Status Time Range
Application review for completeness and assignment to
Permit Scientist
Submitted 1- 2 Weeks
Application technical review – Risk analysis Review Initiated 1- 6 Weeks
Evaluation of Containment Facility, if necessary Pending Containment Facility Review 1- 20 Weeks
Determination of permit conditions to mitigate risk In Review 1- 2 Weeks
Consultation of draft permit with the State Pending State Review 1- 2 Weeks
Evaluation of State response Pending APHIS Review 1- 2 Weeks
Review of draft permit conditions by Applicant Applicant Action Required 1- 4 Weeks
Review of Applicant’s response and issuance of the Permit
(Official Letter(s) may be issued if necessary).
Pending APHIS Review 1- 2 Weeks
  Processed Application 8 - 40 Weeks